What is Rule 430C?
Rule 430C Information means the information included in the Prospectus or any amendment or supplement thereto that was omitted from the Registration Statement at the time it became effective but that is deemed to be a part of the Registration Statement at the time it became effective pursuant to Rule 430C.
Who is eligible for Form S-3?
What is primary eligible? A company is primary eligible to use Form S-3 or Form F-3 to offer securities on its own behalf for cash on an unlimited basis if the aggregate market value of its voting and non-voting common equity held by non-affiliates (its “public float”) is at least $75 million.
What is a Section 10 A )( 3 update?
3. Section 10(a)(3) provides that if a prospectus is used more than nine months after the effective date of the registration statement, the information contained in the prospectus must be as of a date not more than 16 months prior to such use.
Why would a company do a shelf offering?
A shelf offering allows a company to register a new issue with the SEC but allowing for a three year period to sell the offering instead of all-at-once. This lets a company adjust the timing of the sales of a new issue to take advantage of more favorable market conditions should they arise in the future.
What is Form S 4 used for?
SEC Form S-4 is filed by a publicly traded company with the Securities and Exchange Commission (SEC). It is required to register any material information related to a merger or acquisition. In addition, the form is also filed by companies undergoing an exchange offer, where securities are offered in place of cash.
How long does an S-3 filing last?
three years
All automatic shelf registration statements expire after three years, regardless of the type of offering. Registrations of offerings on a continuous or delayed basis. This includes the “universal shelf” registration statements that many issuers rely on to efficiently access the capital markets.
What is Form S-3 used for?
SEC Form S-3 is a regulatory filing that provides simplified reporting for issuers of registered securities. An S-3 filing is utilized when a company wishes to raise capital, usually as a secondary offering after an initial public offering has already occurred.
Where is Prosupps located?
Frisco, TX
Prosupps USA LLC is located in Frisco, TX, United States and is part of the Pharmaceutical and Medicine Manufacturing Industry.