Who has to file an NPX?
Form N-PX is to be used for reports pursuant to Section 30 of the Investment Company Act of 1940 (the “Act”) and Rule 30bl-4 under the Act ( 17 CFR 270.30b 1-4) by all registered management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter).
What is an NP filing?
Form N-PORT is the reporting form that is to be used for monthly reports of Funds other than money market funds and SBICs under section 30(b) of the Act, as required by rule 30b1-9 under the Act (17 CFR 270.30b1-9).
What does N-PX mean?
SEC Form N-PX is used by fund companies to disclose proxy votes and procedures. Proxy votes allow fund holders to assign their votes at shareholder meetings to a designated representative of that fund who will appear at the meeting.
What is a proxy voting system?
Proxy voting is a form of voting whereby a member of a decision-making body may delegate his or her voting power to a representative, to enable a vote in absence. Proxy appointments can be used to form a voting bloc that can exercise greater influence in deliberations or negotiations.
What is say on pay rules?
As included in the Dodd-Frank Act, Say on Pay is a mandatory, nonbinding shareholder resolution offered by company management which asks investors to approve the compensation package for a company’s named executive officers (the CEO, CFO and top three most other highly compensated executive officers).
What is an f13 filing?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by “institutional investment managers” with control over $100M in assets to the SEC, listing all equity assets under management.
How do I get a large trader ID?
Getting an Identification Number: After a large trader submits a Form 13H to the SEC, they will be assigned a Large Trader Identification Number (LTID). A large trader will be required to disclose to its broker-dealers its LTID and indicate to which accounts the LTID applies.
Is say-on-pay mandatory?
Should say-on-pay be binding?
Are the compensation votes advisory or binding? The Say-on-Pay, frequency, and golden parachute votes are advisory rather than binding.
What do I need to run a NPX script?
The most basic script consists of the main JS file and a package.json. After you’ve set up the files, all you have to do is run the npx with the link to that gist as shown in the image above. Here you can find the code that I used for this example.
When do mutual funds have to file Form n-px?
Funds are required by the SEC to file the form N-PX no later than August 31 of each year. Since this information is available to the public, investors can find proxy voting information for a mutual fund on the SEC’s proprietary EDGAR database.
Can you install NPX as a standalone package?
If you don’t want to install npm, you can install npx as a standalone package npx lets you run code built with Node.js and published through the npm registry. Easily run local commands Node.js developers used to publish most of the executable commands as global packages, in order for them to be in the path and executable immediately.
Can you use NPX to run a gist?
You can use npx to run any GitHub gists and repositories. Let’s focus on executing a GitHub gist because it’s easier to create one. The most basic script consists of the main JS file and a package.json. After you’ve set up the files, all you have to do is run the npx with the link to that gist as shown in the image above.