How hard is Series 9 and 10?
Taking is the Series 9 exam is stressful, even if you are a good test taker. A score of 70% or higher is required to pass on both the Series 9 and Series 10 exam to become fully registered as a General Securities Sales Supervisor. The Series 9 is as much a knowledge test as it is a reading test.
How long is the Series 10 test?
four hours
This Series 9 and 10 have a total of two hundred multiple-choice questions with five and a half hours to complete. The Series 9 has fifty-five questions on regulations of options, which takes one and a half hours to test, and the Series 10 has 145 questions, which take four hours to complete.
Is Series 7 or 79 Harder?
The Series 79 is considered a lighter version of the Series 7 exam, but don’t be fooled because it’s deceptively difficult. Keep reading to learn more about the Series 79 exam, including prerequisites, what you’ll need to pass, and the breakdown of the test.
What is a Series 10 license?
The FINRA Series 10 license, known as the General Securities Sales Supervisor Exam—General License is one of two licenses that you must hold if you want to oversee sales activities at a broker-dealer firm.
What is the difference between Series 9 10 and 24?
The General Securities Sales Supervisor Exams (Series 9 and 10) are limited principal exams. They qualify an individual to supervise sales activities of a broker-dealer. The Series 24 exam, on the other hand, qualifies a candidate as a general securities principal for FINRA.
What is the pass rate for Series 65?
While Kaplan does not offer a money-back guarantee, it publishes a Series 65 pass rate of 88%, which should give students confidence in their study materials.
What is the Series 66 pass rate?
Not only that, but you will be familiar with how other FINRA exams are tested. If you have to take the Series 65 or 63 exam, you will also see serious overlap in both of those with the Series 66 exam. In a nutshell, our best estimate is that the pass rate is somewhere around 60-70%.
Can you take 79 before Sie?
The SIE can be taken before or after the new Series 79 top-off exam.