Who is the wealth management company for UBS?
Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services.
What does UBS Investment Bank do for a living?
UBS Investment Bank provides corporate, institutional, and wealth management clients with expert advice, innovative financial solutions, outstanding execution and comprehensive access to the world’s capital markets.
What does Sharon do outside of UBS business?
She was a former co-chairman and a member of the board of the Women’s Venture Fund. Outside of UBS, Sharon enjoys family, cooking, gardening, golf, fine art, and mentoring and sponsoring young women.
How long has Andrew from UBS been at UBS?
A 25-year veteran of the financial services industry, Andrew joined UBS in 2008. Throughout his career, Andrew has been passionate about bringing investment opportunities to an affluent clientele.
What are the fees for the UBS advice portfolio?
The UBS Advice Portfolio Program, for instance, has a maximum annual fee of 0.75% of assets. The table below shows how UBS’ maximum annual fees compare to the national average. Keep in mind that these fees are estimates. Your actual fees will depend upon the vagaries of your specific account.
What’s the minimum account size for UBS Asset Management?
UBS Strategic Advisor is more flexible, allowing for investments in equities, exchange-traded funds (ETFs), fixed-income securities and other asset classes. UBS also offers programs for institutions and high-net-worth individuals through UBS Asset Management. Minimum account sizes under UBS Asset Management begin at $15 million.
Why did UBS fail to supervise its RCN sales?
According to a UBS disclosure, the SEC order found that UBS “failed to reasonably supervise its RCN sales by failing to develop and implement adequate education and training for its Financial Advisors regarding certain aspects of single stock-linked RCNs.”